Shardeum and Ecosystem Job Openings


Senior Compliance Analyst, Market Surveillance



This job is no longer accepting applications

See open jobs at OKX.
IT, Legal
Hong Kong
Posted on Monday, December 11, 2023

Who We Are

At OKX, we believe our future is reshaped with technology. Founded in 2017, OKX is one of the world’s leading cryptocurrency spot and derivatives exchanges. OKX innovatively adopted blockchain technology to reshape the financial ecosystem by offering some of the most diverse and sophisticated products, solutions, and trading tools on the market. Trusted by more than 20 million users in over 180 regions globally, OKX strives to provide an engaging platform that empowers every individual to explore the world of crypto. In addition to its world-class DeFi exchange, OKX serves its users with OKX Insights, a research arm that is at the cutting edge of the latest trends in the cryptocurrency industry. With its extensive range of crypto products and services, and unwavering commitment to innovation, OKX vision is a world of financial access backed by blockchain and the power of decentralized finance.

We invest in our people as much as we invest in technology. We are united by our engaging culture, here we win as a team, embrace changes, and do the right thing. We are committed to creating a friendly, rewarding and diverse environment for OKers. It doesn’t matter where you come from, here everyone feels valued, respected and has the same opportunities to develop and thrive — we want to bring out the best in you.

About the Opportunity

The Compliance function at OKX is responsible for the overall compliance culture at the company. We’re a team of risk-minded problem solvers who advise the business on the company’s regulatory obligations and enterprise risk.
The successful candidate will have prior market surveillance experience in the financial services or FinTech industries. You’ll work closely with our other compliance team members to monitor alerts, rule development and adjustment, and specific event triggers to drive sophisticated customer transaction profiling and review.
At your core, you’ll thrive in a fast-paced, collaborative, process-driven environment and be able to adapt and adjust plans on-the-fly. You must also have strong prioritization skills and willingness to roll up your sleeves to get the job done. Most importantly, you’ll drive results and significantly grow and improve on our market surveillance capabilities.

What You’ll Be Doing:

  • Monitor trading activity for insider dealing and/or market abuse via industry leading tools and platforms.
  • Act as a subject matter expert in the performance of market surveillance.
  • Strong regulatory knowledge and experience with global market integrity and transparency requirements for financial institutions.
  • Carry out day-to-day surveillance operations including alert reviews and investigations in order to identify and report on insider dealing or market manipulation activities across a range of market abuse typologies.
  • Leverage data sets and analytical skills to enhance research and investigations, ensuring both quantitative and qualitative analysis is incorporated into decision making.
  • Collaborate across Compliance, Product, Engineering, Data to help build and continuously improve systems, tooling, data and reporting.

What We Look For In You:

  • BA/BS in a related technical field or equivalent practical experience
  • Experience in market surveillance, trading, or closely related fields
  • Strong interpersonal skills, with an emphasis on teamwork, initiative, and integrity
  • Comfort with working in a fast-paced environment, handling multiple priorities simultaneously

Nice to Haves:

  • Professional compliance training or accreditation (e.g. ICA or CAMS)

Perks & Benefits

  • Competitive total compensation
  • Comprehensive insurance coverage for employees and their dependants
  • More that we love to tell you along the process!

This job is no longer accepting applications

See open jobs at OKX.